Cftc notices

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August undefined, 2024

WebApr 21, 2024 · In February, NFA adopted an Interpretive Notice entitled “NFA Compliance Rules 2-9 and 2-36: Members' Use of Third-Party Service Providers” which will become effective September 30, 2024. This notice is the first time NFA has publicly laid out its expectations for how member firms outsource certain of their company functions. It is … WebApr 26, 2024 · The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (``PRA''), Federal agencies are required to publish notice in the...

CFTC Settles Claims Against Founders of a Decentralized Protocol …

WebFeb 18, 2024 · On December 1, 2024, the NFA issued a notice reminding its members of the annual affirmation requirement for persons or entities claiming an exemption or exclusion from registration as a CPO or CTA under applicable CFTC regulations. 1 This client alert summarizes the key points from the NFA’s notice. Authors: Joseph M. Motto Zachary J. … WebAug 14, 2024 · See Securities Exchange Act Release No. 89703 (August 28, 2024), 85 FR 55054 (September 3, 2024) (Notice of Filing and Immediate Effectiveness of File No. SR-FINRA-2024-025). The National Futures Association (NFA) has made conforming changes to the Statement. See letter dated May 29, 2024, from Carol A. Wooding, NFA’s Senior … derby college t level health

Rules NFA

WebOct 6, 1992 · In order to comply with NFA Compliance Rules 2-9, 2-36 and 2-23, as applicable, each FCM, IB, CPO and CTA Member and FDM must diligently supervise the commodity interest activities at its branch offices and/or guaranteed IBs. NFA recognizes that given the differences in the size and complexity of Member firm operations, … http://www.cffex.com.cn/en_new/Notices/20240414/32080.html WebMay 23, 2024 · The Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) have recently issued guidance with respect to privacy notices and customer data. The CFTC also proposed a rule to improve the quality and transparency of swaps data. Taken together, this recent guidance reflects a focus on … fiberglass boat repair fix your sailboat

eCFR :: 17 CFR 23.105 -- Financial recordkeeping, reporting and ...

Notice of Covered Action No. 2024-013 - Whistleblower

WebKeep in mind what the Whistleblower Office can and cannot tell you. If you call the Whistleblower Hotline (1-866-873-5675) or send an email ( [email protected] ), staff from the Whistleblower Office will answer any procedural questions you have regarding the Whistleblower Program but cannot give any legal advice. Web1. What are the CFTC Initial Margin Segregation Regulations? Swap dealers and major swap participants are required to notify counterparties of their right to require segregation … fiberglass boat repairs louisianaWebUnder the terms of the relief, market participants do not need to file a notice required by Commission Regulation 150.4(c) unless the participant receives a request from … derby combined court address

"WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … " - Cftc notices

Cftc notices

Notice of Covered Action No. 2024-013 - Whistleblower

Web( i) A swap dealer or major swap participant that files a notice of adjustment of its reported capital category with the Federal Reserve Board, the Office of the Comptroller of the … WebApr 14, 2024 · Apr 14, 2024. Bloomberg reports that Commodity Futures Trading Commission (CFTC) Chairman Rostin Behnam accused crypto exchange Binance of …

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WebCarousel Rotation On. Off. Home // Law & Regulation // Public Comments // Public Comment Form WebAug 17, 2024 · The CFTC Wells Notice stated that the CFTC staff made a preliminary determination to recommend that the CFTC file an enforcement action against USCF, USO, and Mr. Love alleging violations of Sections 4o(1)(A) and (B) and 6(c)(1) of the Commodity Exchange Act, as amended (the "CEA"), 7 U.S.C. §§ 6o(1)(A) ...

WebThe Commodity Futures Trading Commission, the Federal regulatory agency for futures trading, was established by the Commodity Futures Trading Commission Act of 1974 ( 7 U.S.C. 4a ). The Commission began operation in April 1975, and its authority to regulate futures trading was renewed by Congress in 1978, 1982, 1986, 1992, 1995, and 2000. WebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against …

http://www.cffex.com.cn/en_new/Notices/20240414/32102.html WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. ... a whistleblower must also submit an award application when the Whistleblower Office releases a Notice of Covered ...

WebJan 31, 2024 · — The Commodity Futures Trading Commission’s Division of Data (DOD) today issued a no-action letter regarding the compliance dates for the November 25, …

WebMar 13, 2024 · Agency Information Collection Activities: Notice of Intent To Extend Collection Number 3038-0049: Procedural Requirements for Requests for Interpretative, … fiberglass boat repair videosWebFeb 18, 2024 · A Member may meet its obligations under this Notice through the holding company's procurement or vendor management department as long as it addresses the areas described in the Notice with respect to the Member. 4 CFTC Regulation 1.11(e)(3)(i)(A)-(B) requires FCMs to conduct onboarding and ongoing due diligence on … fiberglass boat restoration forumWebApr 14, 2024 · CFFEX Notice〔2024〕 No.18. All member entities, Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, CSI 1000 Index options, and SSE 50 … derby comic conWebJul 5, 2024 · To make an award claim, you must submit a Form WB-APP by mail or facsimile to the following address: Commodity Futures Trading Commission. Whistleblower Office. 1155 21st Street, NW. Washington, DC 20581. Fax: (202) 418-5975. All award claims for this Notice must be received no later than October 5, 2024. Please note that by posting … fiberglass boats australiaWebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be identified as active options contract months. This Notice shall come into effect on April 21, 2024. The Notice on Information Disclosure Standards for Futures and Options Products (CFFEX ... derby comedianhttp://www.cffex.com.cn/en_new/Notices/20240414/32102.html derby commercial parkWeb7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management … derby come and sing